Leslie Massey
Export Control Classification Numbers (ECCNs) are five-digit alphanumeric codes used to categorize items that are subject to export control restrictions. ECCNs are based on the nature of the product, including the type of commodity, software, or technology and its respective technical parameters. The first number of an ECCN determines the broad category to which an item belongs, and each category is further divided into five distinct product groups. The Commerce Control List (CCL) assigns the remaining three digits based on the specific attributes and functionalities of the item. ECCNs are essential for determining whether an export license is required and for understanding the licensing prerequisites and potential exemptions for specific transactions.
| Characteristics | Values |
|---|---|
| Full Form | Export Control Classification Number |
| Description | A five-digit alphanumeric code used to categorize items that are subject to export control restrictions |
| Usage | To identify dual-use items for export control purposes |
| Applicable To | Material, destination country, end user and end use |
| Classification | Based on the nature of the product, i.e., type of commodity, software, or technology and its respective technical parameters |
| Related Terms | EAR99, Commerce Control List (CCL), Schedule B numbers |
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What You'll Learn
The ECCN number is a five-character alphanumeric code
The first character of the ECCN number determines the broad category to which an item belongs, as defined in the CCL. Each category is further divided into five distinct product groups, reflected in the second character of the ECCN. The remaining three digits are assigned based on the specific attributes and functionalities of the item.
To identify the ECCN for a product, you can follow these steps:
- Review the Commerce Control List (CCL) for any terms that may describe the details of the product.
- Determine the category of the product within the CCL.
- Pinpoint the specific product group within that category.
- Compare the item's functions and unique characteristics to the ECCNs outlined in the CCL.
- Reach out to the item's manufacturer to check if they already have an up-to-date ECCN.
It's important to note that ECCNs may be updated or revised, so conducting thorough research and due diligence is essential to stay compliant with export regulations. The ECCN number is crucial in determining whether an export license is required from the Department of Commerce for the item you intend to export.
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ECCNs are used to identify dual-use items for export control
An ECCN, or Export Control Classification Number, is a five-digit alphanumeric designation used to categorise items based on their nature and technical parameters. ECCNs are used to identify dual-use items for export control. They are used to determine whether an export license is required from the Department of Commerce. ECCNs are listed on the Commerce Control List (CCL) and provide important information such as a general description of the controlled item, the reasons for control, available license exceptions, and additional details on related controls.
An ECCN is assigned to an item, whether tangible or intangible (e.g. software or technology), when it is controlled because of its specific performance characteristics, qualities, or designed-end use. ECCNs are much more narrowly defined than EAR99 designations, focusing on specific product categories. For example, the ECCN for police helmets and shields is 0A979.
To determine the ECCN for an item, one must first review the product group (A, B, C, D, or E) and compare each ECCN within that group to determine the best match. If there is no ECCN for the item, it may be under the jurisdiction of another agency or classified as EAR99. EAR99 items are typically low-technology consumer goods that do not require a license in most cases. However, exporters of EAR99 items must exercise due diligence to ensure they are not sent to prohibited end-users or used for prohibited purposes.
Certain individuals and organisations are prohibited from receiving exports that require a license based on the ECCN and Commerce Country Chart. It is crucial to be aware of these lists and any relevant export restrictions when engaging in international trade. ECCNs play a vital role in ensuring that exports are properly regulated and that items are not misused or diverted for unauthorised purposes.
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EAR99 items don't require a license for export or re-export
EAR99 items are low-technology consumer goods, such as a common house fan, office furniture, glass beakers, and automobile tires. These items are not listed in the US Munitions List (USML) or the Commodity Control List (CCL) and do not require a license for export or re-export in most cases. EAR99 is a designation by the US Department of Commerce, which classifies the majority of commercial items as EAR99.
The EAR99 classification indicates that an item is subject to Export Administration Regulations (EAR) but is not specifically described by an Export Control Classification Number (ECCN) on the CCL. ECCNs are five-digit alphanumeric designations that categorize items based on their nature and technical parameters. An example of an ECCN is 0A979, which corresponds to police helmets and shields.
While EAR99 items do not require a license for export or re-export, there are some exceptions. A license may be required if the product is being exported to an embargoed country, shipped to a prohibited end-user, or used for illegal purposes. It is important to note that even though EAR99 items may not require a license, they are still subject to export compliance processes and restrictions imposed by the US government.
To determine if a product is classified as EAR99, exporters must ensure that the product is suitable for consumer use and is not listed in the CCL. Additionally, they must confirm that the product is not exported to a country restricted by the US or used for prohibited end-uses. EAR99 items are granted a "No License Required" (NLR) status, indicating that a license is typically not needed for their export or re-export.
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![PRG540-46, POP, JAWS [2 PC SET], SCH B:8466.92.0080/ECCN:EAR99, PACK OF 1](https://m.media-amazon.com/images/I/71nqHnNJWzL._AC_UY218_.jpg)
The ECCN is determined by the product's category and attributes
An Export Control Classification Number (ECCN) is a five-digit identifier used by the US Department of Commerce to categorise items that are subject to export control restrictions. The ECCN is determined by the product's category and attributes, with the first (most controlled) match being the item's ECCN.
The product groups are categorised by the letters A, B, C, D, and E, and each ECCN within these groups describes a specific item. For example, Group A includes items related to "Systems, Equipment and Components", while Group B pertains to "Materials". Each ECCN within these groups describes a specific item, such as "A018 - Systems, equipment, components, and software therefor, specially designed to detect or locate mines".
If a product does not have an ECCN, it is likely either under the jurisdiction of another agency or designated as EAR99. EAR99 items are typically low-technology consumer goods, such as common household items, that are not specifically controlled for export and do not require a license in most cases. However, exporters of EAR99 items must exercise due diligence to ensure they are not being exported to embargoed countries, prohibited end-users, or for prohibited end-uses.
To determine the ECCN of a product, one must review the reason for control in the Export Administration Regulations (EAR) and then refer to the corresponding country chart to see if the product is controlled for a specific market. The ECCN applicable to a material, along with its destination country, end user, and end use, are all factors in determining the legality of an export.
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The Commerce Control List (CCL) is used to identify ECCNs
The Commerce Control List (CCL) is a list of items that require a license for export. It is used to identify the Export Control Classification Number (ECCN) of an item. An ECCN is a five-digit identifier used by the US Department of Commerce to categorise items that are subject to export control restrictions.
The CCL is structured with the items requiring licenses for the largest number of countries and/or items listed first. As you read down the list, the number of countries and/or items requiring a license declines. The last digit within each entry (e.g. 3A001) is used for the sequential numbering of ECCNs to differentiate between entries on the CCL. The last two characters of each "600 series" ECCN generally track the Wassenaar Arrangement Munitions List (WAML) categories for the types of items at issue.
To identify an item's ECCN, you should start at the beginning of the product group (A, B, C, D or E) for the category and review each ECCN to determine whether it describes the item. The first match is the item's ECCN. If there is no ECCN for your item, it is either in the jurisdiction of another agency or it is EAR99. EAR99 is the designation for low-technology consumer goods, such as a common house fan or office furniture.
The "Heading," "License Requirements," "License Exceptions," and "List of Items Controlled" sections make up an ECCN. A description of the items controlled is provided next to each ECCN. The "Country Chart" header identifies, for each applicable reason for control, a column name and number (e.g., CB Column 1). These column identifiers are used to direct you from the CCL to the appropriate column identifying the countries requiring a license.
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Frequently asked questions
ECCN stands for Export Control Classification Number. It is a unique, five-character alphanumeric code used to categorise items based on their nature and respective technical parameters.
The first number of an ECCN determines the broad category to which an item belongs. Each category is further divided into five distinct product groups, reflected in the second character of the ECCN. The remaining three digits are assigned based on the specific attributes and functionalities of the item.
You can find the ECCN number for your product by searching the Commerce Control List (CCL) for relevant terms. You can also reach out to the manufacturer to check if they have an up-to-date ECCN. If your product falls under the jurisdiction of the Bureau of Industry and Security (BIS), you may need to submit a written request for classification.
ECCN numbers are important because they help determine whether an export license is required for a particular item. The ECCN, along with the destination country, end user, and end use, are all factors in determining whether an export is legal.
